Documentation

164.316(b)(1) Policies and Procedures High Risk Moderate

Maintain the policies and procedures implemented to comply with this subpart in written (which may be electronic) form.

Implementation Guidance

Maintain comprehensive documentation of all policies and procedures including version control, access controls, and retention requirements.

NIST References

NIST SP 800-66 Rev. 2: Section 3.5.2

Best Practices

Comprehensive documentation, effective version control, proper access controls, appropriate retention policies.

Testing Procedures

Review documentation completeness, test version control, verify access controls, assess retention policies.

Frequently Asked Questions

Q: What documentation is required? A: All policies and procedures must be maintained in written or electronic form with proper controls.

Control Information

Control ID:
164.316(b)(1)
Category:
Policies and Procedures
Subcategory:
Documentation
Risk Level:
High
Implementation Difficulty:
Moderate
Estimated Cost:
Medium
Implementation Timeframe:
2-4 months
Views:
3
Last Updated:
Oct 1, 2025

Related Controls

Additional Resources

NIST SP 800-66 Rev. 2: Documentation Guidance, HHS Documentation Guidance, Documentation Management Best Practices